Engineering and Construction Public Company Limited (STEC) changed his holding of STEC securities but failed to prepare and disclose report on change in his holding to the SEC Office within the period

Limited ("TRUBB") changed her holding of TRUBB securities for 3 times but failed to prepare and disclose all reports on changes in her holding to the SEC Office within the period specified in the

Citibank N.A. Citibank N.A., a company licensed Securities Brokerage : Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification of the Capital

her holding of AMC securities for 10 times but failed to prepare and disclose all reports on changes in her holding to the SEC Office within the period specified in the notification of the Capital

, failed to comply with the rules, conditions, and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective fund management

Krungthai-axa life insurance Public Company Limited Krungthai-axa life insurance Public Company Limited a company licensed Securities Brokerage : Investment Units, failed to comply with the rules

Mr. Banterng Tantivit Between July 7 and July 18, 2017, Mr. Banterng Tantivit, the chairman and the former chairman of the executive committee of MBK Public Company Limited failed to prepare and

G J Steel Public Company Limited G J Steel Public Company Limited (?GJS?), a securities issuer, failed to prepare and deliver a copy of an opinion concerning the tender offer as per the Form 250-2

, failed to comply with the rules, conditions, and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective compliance system

Shun Thai Rubber Gloves Industry Public Company Limited Shun Thai Rubber Gloves Industry Public Company Limited, a securities issuer, failed to submit the audited financial statements for the year