, which a Hong Kong Covered Fund and/or Hong Kong Covered Management Company1 must satisfy when seeking approval for public offerings of units/shares of the Hong Kong Covered Fund in Thailand from the SEC

the Revenue Code. To be able to certify the financial statements of an issuing company, an Auditor must obtain an approval from the SEC.   See the SEC-Approved Auditor List . ​ An Auditor has the duty

approval prior to issuance and offer for sale of securities; however, the consideration process must not impose excessive obstacles or costs on the issuing companies.   ·      The SEC requires that

the Revenue Code. To be able to certify the financial statements of an issuing company, an Auditor must obtain an approval from the SEC.   See the SEC-Approved Auditor List . ​ An Auditor has the duty

approval prior to issuance and offer for sale of securities; however, the consideration process must not impose excessive obstacles or costs on the issuing companies.   ·      The SEC requires that

Endorsement of Forest Certification - PEFC) และการ ยืนยันว่าไม่มีการแปลงสภาพพื้นที่ พรุตั้งแต่ปี 2553 สำหรับฟาร์มขนาดเล็ก: • การรับรองจาก FSC หรือ PEFC และการยืนยันว่า ไม่มีการแปลงพื้นที่พรุตั้งแต่ปี 2553 หรือ

securities business | - |- Registration |- Paid up Capital |- Fees |- Net Liquid Capital Rule (Section 49) |- Executives / Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders

whole or in part, to manage the business of the securities company only with the approval from the Office. In cases where it later appears that the persons under the first paragraph have the prohibited

whole or in part, to manage the business of the securities company only with the approval from the Office. In cases where it later appears that the persons under the first paragraph have the prohibited

Essentially, the draft amendment to the regulations governing capital market business personnel would (1) extend the period for renewal of approval to be on any business day until the last