This regulatory guillotine discussion is the first in the virtual talk series under the theme, “How to Regulate to Earn Investor Confidence and Global Competitiveness.” The main objective is to
SEC and the Securities and Futures Commission (SFC) are developing a bilateral agreement for cross-border fund offerings under the HK-TH MRF project with the main objective of facilitating mutual
companies and non-institutional investors. The objective of the proposal is to allow securities companies and investors to take advantage of the repo / reverse repo tool in managing liquidity and generating
and limited brokers, dealers and underwriters (LBDUs).The main objective of the proposed amendment is to allow juristic persons to act as selling agents for the aforesaid intermediaries, as opposed to
Digital Asset Businesses B.E. 2561 (2018) was also held on the second day of the workshop, with the objective to provide knowledge and understanding, as well as build a network of procedures regarding the
Broadcasting and Telecommunications Commission, (8) the Anti-Money Laundering Office, and (9) the Thai Alliance against Ponzi Schemes. The main objective of the multiparty collaboration is to prevent and
connecting peers around the world. The combination of responsibilities of boards and shareholders in a single set of Principles emphasises a mutual interest in protecting and generating sustainable corporate
/index tracking) where the master fund’s investment objective is to achieve higher performance than the benchmarks (active management) If a mutual fund has investment strategy with specific features, such
relative to those of the master fund (passive management/index tracking) where the master fund’s investment objective is to achieve higher performance than the benchmarks (active management) If a mutual fund