who provide back office service for securities company; “Back office” means operation, accounting and finance, information technology concerning to client information, internal audit, compliance or
for securities company; “Back office” means operation, accounting and finance, information technology concerning to client information, internal audit, compliance or other similar supporting services
who provide back office service for securities company; “Back office” means operation, accounting and finance, information technology concerning to client information, internal audit, compliance or
above transaction does not meet the criteria that require to be proceeded in compliance with the Notification of the Capital Market Supervisory Board No. ThorJor. 20/2551 entitled Rules on Entering into
opposition to auditor's code of ethics. Q: In compliance with Section 89/25, if auditor reports facts through Auditor's Report or informs the company's management through letter, will the auditor be
o rganization structure The SEC Office’s primary role is to implement the resolutions and policies set forth by the SEC Board and supervise compliance and enforcement of the securities laws. The
Office may announce a detailed guideline for the benefit of compliance with the requirements under this Notification, and the compliance with such guidelines shall be deemed to be in compliance with the
or amber thresholds and criteria. If the activity criteria mention compliance with "sectoral criteria and thresholds", find the mentioned table to reference for the activities in energy sector (Table
o rganization structure The SEC Office’s primary role is to implement the resolutions and policies set forth by the SEC Board and supervise compliance and enforcement of the securities laws. The
fulfilling investors? demands, enhancing market supervisory standards, and corporate reform to streamline procedures and reduce compliance cost. SEC Secretary-General Rapee Sucharitakul said: ?Over the years