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-ร่าง- (UNOFFICIAL TRANSLATION) Codified up to No. 5 As of 28 September 2018 Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 14/2558 Re: Provisions relating to Offer for Sale of Securities Issued by Foreign Company Whose Shares Have Been Traded or Are Purposed to be Traded on Foreign Exchange ___________________ By virtue of Section 16/6 of the...
2022 We will achieve this by: • Working with partner countries to improve the capacity and capability of key institutions to reduce emissions and foster inclusive economic growth • Addressing barriers
exchange service under law of such jurisdiction and is under supervision of authority or agency having duty to supervise derivatives; (5) “foreign derivatives business operator” means juristic person
system of quality management (SOQM)? If yes, Does the firm leadership provide the designated partner with the required authority and resources and take responsibility for the adequacy of firm’s response
the firm have a partner or manager level individual who is responsible for its monitoring process? If yes, does the responsible person have sufficient and appropriate experience, authority, and time
Authority of Singapore (MAS) ได้เล่าถึงมุมมองของ MAS ที่สนับสนุนการใช้ประโยชน์จากเทคโนโลยีบล็อกเชนที่ช่วยเพิ่มประสิทธิภาพกระบวนการทำงาน ความเชื่อมโยง และความโปร่งใส ทำให้เกิดการพัฒนารูปแบบและการใช้งานที่ช่วย
, the Ministry of Digital Economy and Society, in issuing public warning releases; (3) Filing criminal complaints with the authority regarding investment scams specifically in the cases of
Securities Public Co., Ltd. (currently renamed as Beyond Securities Public Company Limited) with the authority to place orders in the trading accounts of private fund clients, executed trading orders of FVC
Companies and related Cooperation, which is published on the website of the SEC Office. Chapter 1 Authority of the SEC Office _________________ Clause 3 The provisions related to the authority of the SEC