this area, identifying the key practical issues: the rights and equitable treatment of shareholders and other financial stakeholders, the role of non-financial stakeholders, disclosure and transparency
premier level that can be achieved by a locally listed company. Transparency International gave us the highest score in Thailand for our efforts in transparency and governance. We continued to invest in our
can be used to facilitate reporting and disclosures4 by financial market participants. In this case, it increases transparency of the market and helps the regulator to assess the situation with green
key approach to enhance operational efficiency and promote the SEC role as a learning organization. ?The SEC will continue to develop the capital market by exercising our core value of openness
specifying securities, amount and price. The clients accepted his trading decision without asking for any information on market condition or relevant securities. In Kacha case, the SEC found that he did not
director and executive at the time of the offence, on the ground of insider trading. They were ordered to pay civil fines and return any gains from the offence.*Mr. Suphanan, however, sent a letter asking
a company in a client’s trading account by asking the client to sell the shares and transfer the redemption money into her own deposit account. She claimed that she would use the money to invest in
ที่สามารถน ามาซื้อขายได้ใน platform 6 (6) มีการเปิดเผยข้อมูลการซื้อขาย pre-trade และ post-trade แก่ผู้ที่เกี่ยวข้องอย่าง เพียงพอเหมาะสม (transparency) โดยหากซื้อขายหลักทรัพย์จดทะเบียน ต้องเพียงพอต่อการ
will arrange the date for public bid opening by the Board of Directors or person(s) assigned by the Board of Directors. Outsiders will be invited to witness for transparency comprises the 8/11 external