on review of rules and regulations to maintain only necessary ones and ensure effective enforcement, can help SEC build a body of standard regulations in line with the changing environment without

Microsoft Word - MDA_Q2 2017-in Thai แก้ไข _ use this file_ HPIR015/2017 วนัที 10 สงิหาคม2560 เรือง คาํอธบิายและวเิคราะห์ของฝ่ายจดัการประจํางวด สินสุดวนัที 30 มถิุนายน 2560 เรยีน กรรมการและผูจ้ดัการ

Microsoft Word - MDA_Q2 2017-in Thai แก้ไข _ use this file_ HPIR015/2017 วนัที 10 สงิหาคม2560 เรือง คาํอธบิายและวเิคราะห์ของฝ่ายจดัการประจํางวด สินสุดวนัที 30 มถิุนายน 2560 เรยีน กรรมการและผูจ้ดัการ

documents must be in Thai or English language. The certified translation is also needed for documents that were translated from language other than Thai or English. ​Send complete and signed forms and

Market Supervisory Board* applied to the property funds, to lay down a practical guideline for consistent and transparent practices of the business operators, taking into account practicality without

benefits, totaling 341,669 baht. In addition, Somchai arranged a suitability test for the client while giving information inconsistent with facts, and failed to ask the client to sign in acceptance of a

According to Bangkok Bank’s complaint report and SEC’s further investigation, it was found that during the months of March and October 2017, Nattapong, then a securities investment consultant at the

According to Bangkok Bank’s complaint report and SEC’s further investigation, it was found that during 22 September 2017 – 24 February 2018, {A}, then a securities investment consultant at the

Investigation Bureau, the Anti-Money Laundering Office, and the Thai Bankers’ Association, to establish additional measures and industry standards to address the issue of victims' funds being transferred through

The Securities and Exchange Commission (SEC), in collaboration with Global Green Growth Institute (GGGI) and Luxembourg Green Exchange (LGX), organized a capacity-building workshop under the theme