อย่างน้อยทุก 2 ปี 3.1.2 กรณีเป็นผู้ประกอบธุรกิจที่มีความเส่ียงระดับต่ำ ต้องจัดให้มีการตรวจสอบ ด้าน IT อย่างน้อยปีละ 1 ครั้ง โดยเป็นการตรวจสอบแบบเต็มรูปแบบ (full scope) ที่ครอบคลุมหลักเกณฑท์ั้งหมด อย่าง
requirements, and the monitoring and remediation process. The organizational chart should include the following details: - Name of the responsible persons - Their responsibilities - Scope and details of SOQM
Taxonomy Excel Table). The activities that are present in the list may qualify as green, amber or red while others will be included into the Out-Of-The-Scope category (must be separately marked as such). In
are enforceable under the SEC Act, the violation of which is a criminal offence. The extent of the SEC’s authority is further defined in SEC notifications, in which details of its context and powers
office shall operate within the scope that has been permitted and it does not need to provide every service as per its granted scope. Nevertheless, if the management company intends to expand the scope of
seen, indicating the nature of services to be provided on the area under (1). Clause 9. The branch office shall operate within the scope that has been permitted and it does not need to provide every
for the operation of the machinery in the ERU and all related maintenance of the ERU Project. The scope of services includes the management, operation, and maintenance of the ERU Project, including
size and scope of its credit rating business, this function should be independent of the employees who are principally responsible for determining credit ratings. 1.14 A CRA, in selecting the analyst or
financial instruments, the contractual cash flow characteristics and the business model. Impairment assessment using the expected credit loss approach. The instruments that are in the scope of impairment
given by persons; (4) returns or any benefits generated from the money or assets of the Fund. SECTION 218/4 The Fund shall have the power to engage in activities within the scope of its objectives under