follows: (1) Implement a policy on fintech application at board or executives level ; (2) Have persons understand the basic principles of technology usage;(3) Allow fund managers or
derivatives business operators. Previously, the SEC conducted a public hearing on the principles for amending the aforesaid digital asset business regulations, took into consideration the comments and
importance to work operation based on the principles of integrity, transparency and good governance to ensure that all sectors have confidence in SEC operation. We participated in the NACC Integrity Awards
accommodate the HK-TH MRF project. In this regard, SEC applies the same principles for supervising the ASEAN Collective Investment Schemes (ASEAN CIS) and the Asia Region Funds Passport (ARFP), for which
the principles of corporate governance (CG), which has been adopted since 2002 by most IPO companies and listed companies. SEC, therefore, has a plan to issue regulations that an IPO company must
most recently, the Growth and Emerging Market Steering Committee. The SEC has placed importance and played active roles in various IOSCO projects and implementing the IOSCO principles and standards. The
market components. Ultimately, the principles of good governance underpin the sustainable development of a vibrant capital market capable of meeting the market constituents’ growing needs as well as the
market practice for issuing Green, Social and Sustainability Bonds ▪ ICMA’s GBP, SBP and SBG Global and regional regulations Green Bond Principles (GBP) Social Bond Principles (SBP) Guidelines for Green
issuance for sale of securities, moving toward more disclosure-based principles, to increase product choices and fund mobilization of private sectors in the capital market. Meanwhile, business operators were
Ministry of Commerce Projection by KResearch 2017 2017 Ye ar -o n- Ye ar C ha ng e (p er ce nt ) 2 1.2 Banking Industry and Competition In the third quarter of 2017, net profit of most commercial banks