selecting custody agent to ensure that such custody agent has operational systems relating to asset custody, as specified by the https://publish.sec.or.th/nrs/1927se.pdf act-sea1999-no2.pdf capital of at
selecting custody agent to ensure that such custody agent has operational systems relating to asset custody, as specified by the https://publish.sec.or.th/nrs/1927se.pdf act-sea1999-no2.pdf capital of at
derivatives agent; (3) person licensed to provide services as securities registrar, excluding persons licensed to provide services as securities registrar under the Notification of the Securities and Exchange
derivatives agent; (3) person licensed to provide services as securities registrar, excluding persons licensed to provide services as securities registrar under the Notification of the Securities and Exchange
ก็ดี ส านักงานพบว่า นิติบุคคลผู้ยื่นขอรับความเห็นชอบบางประเภท ได้แก่ บริษัทหลักทรัพย์ (“บล.”) ตัวแทนในการซื้อขายหน่วยลงทุนในประเทศ1 (“selling agent”) และตัวแทน ซื้อขายสัญญาซื้อขายล่วงหน้า (“ตัวแทน
derivatives agent; (3) person licensed to provide services as securities registrar, excluding persons licensed to provide services as securities registrar under the Notification of the Securities and Exchange
contact that is authorized to analyze securities investments, and Category B investor contact referring to investor contact that is unauthorized to analyze securities investments; “investment advisory agent
paragraph of Section 308 of the Civil and Commercial Code shall not be prejudiced: (1) transfer of assets whereby the original payee acts as the agent to collect and receive payments of debts incurred; (2
a defence under second paragraph of Section 308 of the Civil and Commercial Code shall not be prejudiced: (1) transfer of assets whereby the original payee acts as the agent to collect and receive
client earned its revenues by acting as an agent for another entity but the gross sales amounts were incorrectly used for revenue recognition instead of the net amounts. 20 In de pe nd en t Au di t In sp