ให้กระบวนการทดสอบ ส่งผลกระทบต่อการปฏิบัติงานน้อยที่สุด 5. การบันทึก จัดเก็บหลักฐานและติดตาม (logging and monitoring) 5.1 ในการจัดเก็บหลักฐานการเข้าถึงระบบ ฐานข้อมูล (authentication log) หากผู้ประกอบ

access of inside information by unauthorized personnel [ii] internal control and [iii] risk management of undertaking trust business, including measure for controlling and monitoring operation of its

year. Clause 6 The securities clearing house shall apply effective measures and methods for monitoring and control of outstanding clearing and settlement of securities and risk incurred by each member to

change to the market condition and conduct a full validation of such model at least once a year. Clause 6 The derivatives clearing house shall apply effective measures and methods for monitoring and

การปฏิบัติงานสอบบัญชี (“engagement performance”) อยู่ในเกณฑ์ดีถึงดีมาก (ไม่เกินความเสี่ยงระดับ 2) และ (3) มีผลคะแนนในหัวข้อการติดตามผล (“monitoring”) อยู่ในเกณฑ์ดีถึงดีมาก (ไม่

investment strategies, product selection guidelines, investment monitoring and active engagement in addition to disclosing the fund management results to check whether they align with the set sustainability

technologies and continues to work closely with research experts to identify and disrupt criminal networks around the world. Through a combination of automated monitoring tools and manual reviews, Meta rapidly

already complied. As for listed firms’ monitoring of their financial reports, particularly those connected transactions of significant size, relevant parties, i.e., the company’s management, internal

] · Providing the trespass monitoring system and abnormally operating system via the network system whereas it shall monitor consistently the following matter at least [M] · Attempt to trespass via the network

internal network and external network [M] o Providing the trespass monitoring system and abnormally operating system via the network system whereas it shall monitor consistently the following matter at least