amendments aim to ensure proper supervision of digital asset businesses and investor protection. Currently, there are no licensing regulation for digital asset custodial wallet providers in Thailand. Thus, a
SHARE : SEC public hearing on drafted regulations for the supervision of digital asset custodial wallet providers and the provision of services to customers’ wallets Thursday 2 December 2021 | No. 218
company/ person(s) under the SEC supervision; 4. Details of the complaint ( Please identify clearly ) , i.e., objective and details of the complaint, documents and other evidence, for instance, trading
SHARE : SEC adds “digital asset investment advisor” and “digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to strengthen
Commission (SEC) has amended the regulations on supervision of initial coin offerings (ICO) with real estate underlying or real estate income stream (real estate-backed ICO) to be more comparable to real
supervision of digital assets by academia, professionals and stakeholders from the U.S.A., Asia and Europe, and an exclusive interview on the directions of digital asset development and supervision with Ms
. Duangjai Dhanasthitya Director Broker-Dealer Supervision Department Mrs. Paralee Sukonthaman Director Corporate Affairs Department Mrs. Nataya Niyamanusorn Director Corporate Finance Department Mr. Prakid
supervision of the issuance of financial instruments. Implementation will hinge on achieving an appropriate balance between capital mobilization and investor protection. Other necessary measures are in the
enterprise information technology and operating systems for information security; (2) supervision, monitoring and examinaion of compliance with the policies, measures and the operating systems under (1); (3
enterprise information technology and operating systems for information security; (2) supervision, monitoring and examinaion of compliance with the policies, measures and the operating systems under (1); (3