this Notification, the intermediary shall have measures for correctness [of fault action], control [of impact] and punishment [for wrongdoing] in proportion to the seriousness of their actions. Clause 9
) remuneration and punishment which is based primarily on service quality; (4) complete, clear and accurate sales process which must not mislead or be a nuisance to customers; (5) effective employee communications
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
Governance of Publicly Traded Company - Definition (Section 89/1) - Qualifications and the removal of directors and executives (Section 89/3 - 89/6) - Duty and responsibility of directors and executives (Section 89/7 - 89/14) - Shareholders’ rights under Chapter 3/1 (Section 89/26, 89/28, 89/30) - Shareholder’s right to bring a derivative action and a private lawsuit against directors and executives (Section 89/18 - 89/20) - Criminal liability of directors and executives (Section 281/2, 281/3, 2...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...
deposits rose from 96.3 percent at the end of 2017 to 98.3 percent. The Liquidity Coverage Ratio (LCR) stood at 184.2 percent. For liquidity management, commercial banks are placing great emphasis on deposit
exposure optimization, which is the one of our key success factors. Moreover, we place a great emphasis on effective asset management to ensure maximum efficiency of existing power plants in order to achieve
dropped from 98.3 percent at the end of 2018 to 96.3 percent. The Liquidity Coverage Ratio (LCR) stood at 187.5 percent. For liquidity management, commercial banks are placing great emphasis on deposit
”) เอกสารแนบ 1 9 วันทีจดทะเบยีนจัดตั ง 10 เมษายน 2560 ทีตั งสาํนักงานใหญ่ สวีท , ชั น อคอร์น เฮ้าส์, เกรทโอ๊คส์, อาซลิดอน, องักฤษ SS14 1AH สหราช อาณาจกัร (Suite 1, 3rd Floor, Acorn House, Great Oaks
, อาซลิดอน, องักฤษ SS14 1AH สหราชอาณาจกัร (Suite 1, 3rd Floor, Acorn House, Great Oaks, Basildon, England, SS14 1AH, the United Kingdom) โครงสร้างเงนิทุน ทนุจดทะเบียน : ไม่มีทนุจดทะเบียน ทนุชําระแล้ว