approval from the board of directors of the intermediary or a committee assigned by such board of directors. Clause 5 An intermediary shall establish at least the following operating systems to support its
sustainable growth. The Company believes that the residential condominium sector in the real estate business is currently facing slowdown. The Company and subsidiary companies thus establish a strategy to
2: Guidelines and Explanations 3.1 The CG Code Principles Principle 1: Establish clear leadership role and responsibilities of the board Principle 2: Define objectives that promote
• Establish eligibility criteria • Review eligible projects before bond issuance and annually • Plan • Manage a register - Earmark or ringfence • Specify use of unallocated proceeds • Allocation reporting
instruct the SET to issue or amend its rules, or to act or omit to act, with a view to preventing damages. Securities Trading Center is another type of secondary market. Any company wishing to establish
establishment and after obtaining securities business license, provided that during the establishment the finance and securities company shall hold shares in the 2 newly establish company not less than ninety
instruct the SET to issue or amend its rules, or to act or omit to act, with a view to preventing damages. Securities Trading Center is another type of secondary market. Any company wishing to establish
clause 3(3) and (4). Clause 5 Any person intending to establish limited company or public limited company for operating securities business in the category of private fund management shall file an
work perspective in its job descriptions and evaluation forms? 6 Does the firm establish the career progression route and how are senior managers/directors promoted – what criteria are used? What is the
2: Guidelines and Explanations 3.1 The CG Code Principles Principle 1: Establish clear leadership role and responsibilities of the board Principle 2: Define objectives that promote