. 2535 (1992) (SEC Act). Pursuant to the SEC Act, the SEC is empowered to supervise and develop the primary and secondary markets of the country’s capital market system as well as securities-related
standards remains one of the SEC’s primary goals that continues to take precedence and focus. This is to ensure that investors will receive quality financial information and proper protection, which in turn
21-01 และบจ/ป 22-01 1/1 2 Must Buyer disclose information about board members’ primary employment and directorships in other companies? Ans. Yes - พ.ร.บ. หลักทรัพยฯ์ มาตรา 56 - ประกาศคณะกรรมการกำกับ
การชักชวนผู้ลงทุนให้ไปลงทุนในผลิตภัณฑ์จากต่างประเทศที่ออกใหม่เพื่อเสนอขายต่อประชาชนเป็นการทั่วไปในตลาดแรก (primary market) ในลักษณะอื่นตามที่สำนักงาน ก.ล.ต. กำหนด ข้อ 12 ꃂ ᰀ┎㐎ᔎㄎጎᄎ䰎ࠎ㈎Ďᔎ䠎
Securities and Exchange Commission 10,13-16 The GPF Witthayu Building 93/1 Wireless Road, Lumpini, Pathumwan, Bangkok 10330. Tel: 0-2695-9999, 0-2263-6499 Fax: 0-2256-7711 www.sec.or.th. Securities and Exchange Commission Independent Audit Inspection Activities Report Independent Audit Inspection Activities Report for the 1st Cycle 1 October 2010 - 31 December 2012 Introduction Quality Assurance Review Panel (“QARP”) First step with confidence Activities for audit quality enhancement Summary of...
E_1 Legal_FA_2015_12_29-c A FFeeCCoorrppLL44..11hhiigg A Executive Summary Management Discussion and Analysis For the Quarter Ended September 30, 2017 The Thai economy maintained steady growth in the third quarter of 2017, buoyed largely by tourism and exports. Nonetheless, the economic recovery was not broad-based, as evidenced by sluggish private consumption. While certain businesses were still fragile, others remained mired in uncertainty in terms of new modes of competition, a broader market...
backdrop of protracted trade tensions and increased risk that no common trade deal would be reached by the US and China. Furthermore, concerns over an impending recession were elevated, as evidenced by a
which were investments in government debt securities for three-year or less maturity. In the primary market, the total issuance value of debt securities was 3,470.2 billion baht in 2006. Of this, 63
Investor Strategies for Incorporating ESG Considerations into Corporate Interactions www.blackrock.com www.ceres.org Century21st Engagement Investor Strategies for Incorporating ESG Considerations into Corporate Interactions [ 5 ] FOREWORD The Value of Our Voice ......................................................................................................................................... 1 How ESG Megatrends Are Shaping Valuation ...........................................................
Utilization of Funds The primary sources of funds as of December 31, 2017 were Baht 2,310.7 billion or 75.1 percent in deposits, Baht 401.7 billion or 13.1 percent in shareholders’equity attributable to the