distribution channels of the investment units of all mutual funds under management. i.e. A report on mutual fund's investment information / performance data of the mutual fund, to be disclosed within 15 days
renewal of approval, provided that the SEC Office has never issued any order or disclosed information concerning incompetence in performance of duty or possession of the prohibited characteristics under the
executive) who trades company securities or derivatives while material information has not been disclosed publicly engages in insider trading. Likewise, any person who has a close relationship with an insider
registration statement contains any false statement or omits to state any material information which should have been disclosed, the unitholders shall be entitled to claim damages from the CIS operator pursuant
registration statement. If the registration statement contains any false statement or omits to state any material information which should have been disclosed, the unitholders shall be entitled to claim damages
governing law; (2) These ICOs have not been screened by the SEC-approved ICO portals; (3) Necessary and sufficient information on these ICOs may not be disclosed to support investors’ decision making; (4
SHARE : SEC opens for applications for operating digital asset businesses Tuesday 24 July 2018 | No. 80 / 2018 Bangkok, Tuesday 24 July 2018 - SEC has disclosed that Ministry of Finance’s announcement on
SEC within 90 days (within 14 August 2018) to continue their business until an order to discontinue their businesses is given. Earlier, SEC disclosed the names of seven digital asset business operators
conformity with the transitional provisions, to ensure their digital asset business operations before 14 May 2018 and this information will be disclosed on SEC website: www.sec.or.th/digitalasset . SEC Board