found trading causes negative returns, yet investors continue to enter these bets. Excess trading is not the result of the same investors placing more trades, but new traders entering markets and
into management decisions. 2.1.7 The Enterprise implements a formal approach to ensure its impact management practices continue to improve over time and remain fit for purpose including by: 2.1.7.1
Fund ceases to meet the requirements as set out in this circular, its Thai Covered Management Company must notify the SFC immediately. The units of Thai Covered Fund must not continue to be offered to
sufficiency of information provided by corporations for investors and stakeholders to make well informed decisions. In driving forward a sustainable value creation, we will continue working with Sustainable
continue to be in effect even though the Selection Committee which prescribes such rule has been vacated its office. Amendment or cancellation of the rule or issuance of new rule may be made only by the
Requirements for Providing Services of Securities Intermediary and Derivatives Intermediary (No. 3) dated 4 January 2018, the intermediary may continue to assign such personnel in the capital market business to
UNOFFICIAL TRANSLATION Codified up to No. 6 As of 12 April 2019 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries ______________________ By virtue of Section 98(6) of the Securities and Exchange...
UNOFFICIAL TRANSLATION Codified up to No. 6 As of 12 April 2019 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries ______________________ By virtue of Section 98(6) of the Securities and Exchange...
”, “anticipate”, “intend”, “estimate”, “continue” “plan” or other similar words. The statements are based on our management’s assumptions and beliefs in light of the information currently available to us. These
opinion, the company will be able to meet its liabilities as they fall due and continue in operation for the foreseeable future, explaining any supporting assumptions and risks or uncertainties relevant to