established under the law of Home Regulator’s jurisdiction (issued by Home Regulator) [ ] 3. Evidence on the appointment of a securities company to perform duty as local intermediary in Thailand (issued by CIS
SEC public hearing on proposed regulations on disclosure and submission of PVD Factsheet and data reporting The Securities and Exchange Commission, Thailand (SEC) is seeking public comments on
this application. b. Please mark an X in the appropriate box corresponding to your answer c. Send complete and signed form to Accounting Supervision Department The Securities and Exchange Commission
implemenation of the UNGPs.” Ms. Ruenvadee Suwanmongkol, SEC Secretary-General, said: “The SEC supports listed companies, securities issuers and intermediaries to operate their businesses toward
sources through issuance and offering for sale of equity or debt securities. ** Non-retail investors are institutional investors
survive and to have opportunities for growth in the future, as well as to maintain its status as a listed company on the Stock Exchange so that its securities such as shares and warrants may be traded on
supervisory efficiency and alignment with the supervisory guidelines under the Securities and Exchange Act B.E. 2535 (1992).The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx
cooperating under the framework of the bilateral MOU for cooperation signed in 2005 to prevent and suppress commission of offenses in violation of the Securities Law and other laws related to the capital market
Stock Exchange of Thailand, (2) the Federation of Thai Capital Market Organizations, (3) the Thai Listed Companies Association, (4) the Association of Thai Securities Companies, (5) the Association of
Stock Exchange of Thailand, (2) the Federation of Thai Capital Market Organizations, (3) the Thai Listed Companies Association, (4) the Association of Thai Securities Companies, (5) the Association of