the Office of the Securities and Exchange Commission concerning Granting of Approval of Financial Advisor and Scope of Work, and monitor, supervise and give advice to 17 the applicant regarding
accordance with the first paragraph shall be specified by the SEC. SECTION 14. The SEC shall have the power and duty to formulate policies to promote and develop, as well as to supervise, matters concerning
Securities and Exchange Act B.E. 2535, with a mission to develop and supervise the Thai Capital Market to ensure efficiency, fairness, transparency, and integrity. In order to maintain fairness in the Capital
Securities and Exchange Commission Independent Audit Inspection Activities Report THE ROAD LEADING TO GROWTH 2013 This report is available for download on the SEC website: www.sec.or.th Contact For more information, please contact us at: Securities and Exchange Commission,Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel : +66 2 263 6082 or +66 2 263 6218 e-mail : oca@sec.or.th Root cause analysis Activities for enhancing audit quality Suggestions on how to...
Activity Report 2016_En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2016 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2016 Executive Summary...................02 Quality Assurance Review Panel................04 Activities for Enhancing Audit Quality...................05 Summary of Audit Inspection Results A. Firm Level...................08 B. Engagement Level...........................28 Root Cause Analysis...................42 Framework and Focuses in 2017...................44 Essential St...
: “SECTION 19. The Office has the power and duty to: (1) perform any act for the implementation of the SEC’s resolutions; (2) supervise compliance and enforcement of law against any person violating the
follows. - Customers are allowed to make payment for goods other than gold purchased from non- residents (NR) without needing to import into Thailand, or accept the delivery of such goods domestically
Sheet "EQ & Others Feature" Equity & Others Feature Header No. Field name Description Format Not null Possible value Remark 1 Company Code รหสับรษัิทจัดการในระบบ Control varchar(10) Y ชดุ Code ทีก่ าหนด (รหสับรษัิทจัดการในระบบ Control) 2 Report Code ชือ่รายงาน varchar(8) Y EQF = Equity & Others Feature 3 Report Period งวดของขอ้มลู varchar(8) Y YYYYMMDD โดย YYYY บันทกึปีใหเ้ป็นปี ค.ศ.และ DD เป็นวันสิน้เดอืนเทา่นัน้ Data No. Field name Description Format Possible value Remark 1 Issue code ชือ่หลัก...
Trade Association (TCCTA): The Best Contact Center in Thailand 2019 and other excellent awards including eight awards in the corporate category (six gold medals and two silver medals) and five awards in
FRANCAISE DE DEVELOPPEMENT AIRA INTERNATIONAL ADVISORY (SINGAPORE) PLE.LTD. ASIA GOLD LIMITED BACONCO COMPANY LIMITED BP PENSION FUND CARGILL INCORPORATED CIMB GROUP HOLDINGS BERHAD CITIGROUP COMPANY LIMITED