issues such regulations with approval from the SEC.______________________Remarks: * Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 7/2562
Earlier on 20 January 2021, the SEC and the Securities and Futures Commission of Hong Kong (SFC) signed a Memorandum of Understanding concerning the Mutual Recognition of Funds between Hong Kong
ก.ล.ต. ได้รับเลือกเป็นตัวแทนจากหน่วยงานกำกับดูแลตลาดทุนในภูมิภาคเอเชีย-แปซิฟิก ให้เป็นกรรมการในคณะกรรมการองค์กร ก.ล.ต. นานาชาติ (Board of International Organization of Securities Commissions: IOSCO
Following an inspection report from Bank of Ayudhya, a limited broker dealer and underwriter (LBDU) licensee, and SEC’s further investigation, it was found that Vanatsavadee, securities investment
regulations governing primary listing of Thai companies on HKEX. Therefore, any Thai company wishing to have its securities listed on HKEX must meet all requirements with an emphasis on investor protection
investigation. Any act liable to be an offense under the Securities and Exchange Act B.E. 2535 (1992), the Derivatives Act. B.E. 2546 (2003), or the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018
Securities Regulatory Commission (CSRC) พร้อมด้วยคณะผู้บริหาร CSRC เมื่อวันที่ 28 กันยายน 2564 ผ่านการประชุมออนไลน์ การหารือในครั้งนี้ ก.ล.ต. ไทย และ CSRC ได้มีความเห็นร่วมกันในการจะยกระดับความร่วมมือด้านตลาด
Securities and Exchange Act 1992 (SEA). Under the SEA, other than shareholders? approval, ADAM board of directors has the duty to comply with the Act which prescribes that acquisition or disposal of
Securities and Exchange Act 1992 (SEA). Under the SEA, other than shareholders? approval, ADAM board of directors has the duty to comply with the Act which prescribes that acquisition or disposal of
trading values and volumes to be inconsistency with normal market condition to mislead and lure the general public into such trading and were therefore in violation of Section 243(2) of the Securities and