violating Sections 307, 308, 311 in conjunction with Section 313, and Section 312(2)(3) of the Securities and Exchange Act B.E. 2535 (1992) (SEA). He was sentenced to serve 8-year imprisonment for corporate
implementation 5) Evaluation of board performance,? said Dr. Bandid. Mr. Rapee Sucharitakul, Secretary-General of the Securities and Exchange Commission, Thailand (SEC) said, ?The SEC has taken active roles in
understanding and acknowledgement.In any case, failure to comply with the SEC's order above is liable to violation or failure to comply with Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992)(SEA
of Section 243(1)(2) and Section 244 of the Securities and Exchange Act of 1992 (SEA) in conjunction with Section 83 and Section 86 of the Penal Code, and liable to the penalties under Section 296 of
as an attractive venue for local and regional fund mobilization by streamlining the securities offering and ongoing process which includes pre-fundraising screening, effective trading monitoring system
of 477 SET-listed companies and 108 mai-listed companies, excluding 65 non-listed securities companies, asset management companies and derivatives brokers which entered the assessment for the first
lead to offences comparable to those of the Securities and Exchange Act. For instance, dissemination or disclosure of false information, insider trading, front running, market manipulation. The same
enforcement, unfair trading of digital assets will lead to offences comparable to those stipulated under the Securities and Exchange Act, for instance, dissemination or disclosure of false information, insider
development of fund structure and duties of person in relation to the registration of provident fund, allowing the provident fund to have the central registrar, and enabling transfer or payment in securities or
distribution to unitholders;(4) Permitting an application to be made for an extension of the offer for sale of trust units by another six months, which is the same as an offer for sale period of securities