companies to disclose their procedural guidelines for informing the unitholders and related parties of their right to have their investment transferred to RMF or LTF of their choice and to receive a waiver of

securities business, including securities dealing, securities underwriting, proprietary investment and securities custody, have paid-up registered capital at the following different amounts

be long-term equity funds (LTF), retirement mutual funds (RMF) or exchange traded funds (ETF);- Redemption of investment units can be paid by securities and other assets in lieu of cash.The

investment decisions.  The consultation paper is available at www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-22636484 or email: nichaya

taken into account the important role of PF and DF marketing agents in soliciting investors to use investment management services of such funds. They cover key areas such as (1) the criteria for granting

technology and use it to manage investment risk. Moreover, the regulations would also stipulate that the business providers must disclose their information and make it accessible for the investing public

investment risk. Besides, the regulations would also stipulate that the business providers must disclose their information and make it accessible for the investing public, such as, the forms of services

fixed details, that cover several issues such as personnel’s well-preparedness, investment management, reception and delivery of funds’ assets and risk management.SEC has studied the supervision in

details, that cover several issues such as personnel readiness, investment management, receiving and delivery of funds’ assets and risk management.SEC has studied the supervision in other countries and

Techamuanvivit, Director of the Investment Management Supervision Department4. Ms. Chutima Leelajindamai, Director of the Legal Department – Corporate Finance5. Mr. Songyod Bunjoungmanee, Director of the