and experiences among experts to keep up with development of accounting principles having effect on financial information disclosure. Vorapol Socatiyanurak, SEC Secretary-General said that the seminar
and the setting of financial goals according to the SMART principles (Specific, Measurable, Achievable, Realistic, and Time-bound). The event took place on 19 June 2024, at Chiang Mai University.
In February 2024, the SEC conducted a public hearing on the proposed principles concerning the licensing of securities and derivatives businesses. Most respondents agreed with the principles for
ประกอบด้วย 2 เรื่องที่สำคัญ คือ การกำกับดูแลตลาดทุน ประเมินเทียบกับมาตรฐานสากลของ ก.ล.ต. โลก (IOSCO Principles) จำนวน 37 ข้อ และโครงสร้างพื้นฐานของระบบชำระราคาและส่งมอบหลักทรัพย์ ประเมินเทียบกับมาตรฐานสากล
standards, and designed to attain four regulatory objectives, which are fairness, compliance with laws and ethics, responsibility, and transparency. At the ASIFMA Gala Dinner held before the ASIFMA Annual
sector. In addition, as SEC has measures for monitoring and inspection of reports, data, including business standards and ethics of the securities companies, it is able to ease the rules to better
costs for these business operators. The SEC solicited feedback on the proposed principles and draft regulations from the public and stakeholders in July 2566. Most respondents supported the proposed
From 13 February to 14 March 2024, the SEC ran a public hearing on the proposed revision to the principles for adding types of knowledge and experience of the SET Board, and the proposed flexibility
The SEC Board’s approval of the principles for supervising additional digital asset businesses would not only benefit securities companies that have recently showed their growing interest in
world. SEC thus promotes application of ESG principles in the Thai capital market in all aspects, from the areas of products, issuers, investors and the preparation for readiness of intermediaries* as