Unit would be required to closely monitor advertisements and report to the Board of Directors every month and submit such monthly reports to the SEC on a quarterly basis.     The consultation paper is

.   ______________________Remark:  *Fractional DR means the sending of depository receipts in decimal point without the need to buy them in full unit amount. This, however, excludes the ratio of DR to the underlying securities and

PE Trust status with the SEC and transfer unit trusts to others in accordance with the investment and condition requirements as prescribed by the Revenue Department. Currently, PE trustees are required

unit redemption is beginning to slow down, and so far no fixed income fund has borrowed or entered into repurchase transactions at an amount exceeding 10 percent of NAV. In addition, BOT has announced

the Royal Gazette, respectively. Meanwhile, the Association of Investment Management Companies (AIMC) would prepare a notification of investment unit redemption systems, to be approved by SEC. This is

2012 cooperative framework between SEC and CSSF in the exchange of information on fund management companies and mutual funds. Furthermore, CSSF has been pleased to support Thai funds’ unit

performance of introducing broker agents, and (3) establishment of compliance unit of digital asset business operators to be in line with the regulations governing securities business operators and

related regulations have already been put in place, and will expand the scope of the related regulations to cover both inbound and outbound unit offerings in support of the HK-TH MRF project. The

for the purpose of securities subscription and investment in unit-link life insurance.  

SEC has revised rules to make it easier for companies to engage in this business, for example, abolishing the rule requiring unit-selling agents to sell investment units of different management