money to the company as originally intended by the client. Instead, he used the money for his own benefit. As a result, the client’s life insurance policy became ineffective and the client suffered

, ThaiBMA is a valuable contributor of opinions and recommendations in practical matters that benefit the development of the Thai bond market,” said SEC Secretary-General. Over the years, the SEC and ThaiBMA

as follows:    (1) Withdrawal or transfer of fiat money from the accounts opened for the benefit of clients shall comply with the principles for decentralized approval authority, multi-sign approval

. 16/06/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of the benefit received from committing the

the benefit received from committing the offense in an amount of 1,853,425.00 Baht     - a civil monetary penalty of 2,316,781.25 Baht The SEC has banned Mr. Sarath

the benefit received from committing the offense in an amount of 11,178,444.00 Baht     - a civil monetary penalty of 13,973,055.00 Baht The SEC has banned Mrs

06.32 hrs). 14/12/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of the benefit received from

compensation of the benefit received from committing the offense in an amount of 1,319,570.00 Baht     - a civil monetary penalty of 1,662,730.50 Baht SEC Act (the fifth

comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of the benefit received from committing the offense in an amount of

penalties determined by the Civil Penalty Committee as follows :     - a compensation of the benefit received from committing the offense in an amount of 26,120,139.00 Baht