of securities brokerage, shall apply only to the securities brokerage outside the Stock Exchange of Thailand. Clause 3/1. For the purpose of supervision the undertaking of securities brokerage of
value outside protected areas) • ข้อมูลเกี่ยวกับสถานท่ีตั งทางภูมิศาสตร์ • พื นที่ใต้พื นผิวหรือใต้ดินที่จะมีการประกอบการ เช่า หรือบริหาร จัดการโดยองค์กร • ต้าแหน่งที่ตั งท่ีเกี่ยวข้องกับพื นท่ีที่ได้รับ
active management” was established. Quantitative Qualitative ・3-year average ROE: 40% ・Appointment of Independent Outside Directors (at least 2) ・3-year cumulative operating profit: 40% ・Adoption or
Quality At Best Bid/Offer Outside Best Bid/Offer Liquidity Making (passive) Taking (active) Order Tendencies Analysis Source: Analysis of High-frequency Trading at Tokyo Stock Exchange, The Securities
integration review process, supervises Net Zero Asset Managers initiative • Implements, and when necessary, escalates to the Business Controls Committee(s). • Outside of SIOC, there are also regional Proxy
candidates or appoint an outside consultant. However, the Committee should not appoint outsiders to serve on the Nomination Committee because the director accountability to shareholders may be compromised. ใน
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 14 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6...
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
the application of technology and big data for sales and service development and through linkage of digital channels to physical and electronic branches as well as banking services outside branches for