In pursuant to the Royal Decree on Digital Asset Businesses, B.E. 2561, which took effect since 14 May 2018, allows existing digital asset business operators who submit their requests to SEC within

was a securities purchase that took advantage of a material, non-public fact that influenced the securities price, which was deemed an exploitation of third parties and liable to the offences under

Government Housing Bank and (13) Krungthai Bank Plc. The MOU signing ceremony took place at the Teachers’ Council of Thailand, the Ministry of Education, on 6 January 2023.  Through the integrated

in big volumes. Such trading manipulation took place during 10-27 September 2013, causing YCI price and trading volume to be inconsistent with the normal market condition. The wrongdoing was assisted

Limited (SUPER) shares.Following a referral from the Stock Exchange of Thailand (SET), the SEC?s further inspection has revealed that Khumsup took advantage of the material information, which had not been

Rehabco sector so as for the company to resume its sectoral trading in 2008. In this regard, the DSI and the SEC cooperatively took further investigation and found more evidence leading to three more counts

suspended three other securities investment consultants, namely (1) {B}, (2) {C}, and (3) {D}. The sanctions took effect from March 11, 2014. The SEC found in the course of its routine inspection of Country

lodged by client and examination report of RHB OSK Securities, the SEC further probed into the case and found that {A}  traded securities on behalf of a client of {B}. {B} was a {A}'s subordinate and took

accounts. Those orders were submitted without sources and {ก} admitted that he took trading orders via mobile phone. In addition, he received the trading orders from one client for another client's

tender offer for acquisition of all MAKRO shares at the same price. The individuals from (1) to (4) took advantage of the material, non-public information which some of them had learned while working in