, ThailandThe Securities and Exchange Commission, Thailand (SEC) is a public agency established under the Securities and Exchange Act B.E. 2535 (1992) with the mandate to supervise and develop the Thai capital
enact a law that supports digital asset business operators, issued by the SEC to appropriately supervise the industry and ensure consumer protection. In addition, the BOT is among the first central
;">กลุ่มที่ละเลยการตรวจสอบดูแลตามสมควร (fail to supervise) ในเรื่องระบบงาน หรือการกำกับดูแล ซึ่งมีระดับโทษเริ่มต้นตั้งแต่ พัก 6 เดือน - เพิกถอน 2 ปี แล้วแต่กรณี ทั้งนี้
ธุรกิจอาจเข้าข่ายละเลยการตรวจสอบดูแลกรณีดังกล่าว (fail to supervise) จึงเรียนมาเพื่อโปรดทราบและดำเนินการต่อไปขอแสดงความนับถือ(นายรพี สุจริตกุล)
investment scheme. “home regulator” means a regulator who has the authority to supervise collective investment schemes or CIS operators. “securities company” means a securities company that obtains the
required to regularly supervise the service providers to ensure efficiency of the performance (except for group 2 functions). Applying for Approval and Reporting Guidelines No prior approval or
. 1207 or +66 2695 9999 e-mail: info@sec.or.th This 2014 Annual Report is about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai... https://www.sec.or.th/EN
equity funds find it challenging to outperform the market total return benchmarks. Delisting/merging is very rare. Periods Large & Mid/Small-Cap Equity Funds Large-cap Equity Funds No. of Survival Funds
securities company is part of the financial conglomerate which has shareholder structure, internal audit and supervise by the official agency as SEC has prescribed, the Office shall have the authority to waive
deceases, resigns or SEC has annulled the approval, or securities company is part of the financial conglomerate which has shareholder structure, internal audit and supervise by the official agency as SEC has