Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are Not Deemed an Undertaking of Securities
KorKhor. 5/2551 Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for
of Thailand. Clause 2 Undertaking of inter-dealer brokerage shall be classified as securities business within the definition of securities business under Section 4(7) of the Securities and Exchange
Business By virtue of Section 4 of the Securities and Exchange Act B.E. 2535, Finance Minister, by the SEC's recommendation, hereby issues regulation as follows: Clause 1 Undertaking of venture
with the independence criteria as specified by the SEC Board; (3) Undertaking of Other Businesses: Requiring any digital asset business operators who wish to undertake other businesses to obtain an
have been submitted. Therefore, investors should be careful if solicited or receiving information related to investment in such digital tokens. In case of possible tips on suspicious undertaking, please
https://publish.sec.or.th/nrs/3866pe.doc ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ . Derivatives broker shall arrange to have information system to ensure the information related to undertaking
. KorThor. 65/2547 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives Broker dated 22 December 2004, The Office of the Securities and Exchange Commission hereby issues the following