% - 15% 15% - 25% > 25% !!#: 'R" Rก[[ ̂^ ^ก"(_ก " (SD) #$Rกก"[_ ! 5 $ 2 /6=กก ก0=ก5? M1:ก5/ 9 S (High Issuer Concentration Risk) ก" ก"%Rก# ̂ก#"J"" 5H /1 ≤ 10% 10% - 20% 20% - 50% 50% - 80% > 80
accepting any audit engagements; assess the firms? adequacy of human resources with sufficient skills, knowledge, and capabilities to deliver high quality audit work; and improve risk assessment criteria to
รด าเนินงาน (SD) ต า่ < 5% 5-10% 10-15% 15-25% > 25% สูง ความเสี่ยงจากการลงทุนกระจุกตวัในผูอ้อกรายใดรายหน่ึง (High Issuer Concentration Risk) การลงทุนกระจุกตวัในผูอ้อกตราสารรายใดรายหน่ึงมากกวา่ 10
that the firm considers as high risk? Please describe the relevant responses to these risks B1 Who is the ultimate shareholder(s) that have ultimate control of the audit firm, and;? B2 Who has the
on non-complex capital market products as well as all types of high-risk or complex products. For example, investments units of mutual funds offered for sale to institutional investors or ultra-high
Public Hearing System :: สำนักงานคณะกรรมกำกับหลักทรัพย์และตลาดหลักทรัพย์ Public Hearing การอนุญาตให้จัดตั้งกองทุนรวมตราสารหนี้ที่มีความเสี่ยงสูง (High Risk Fixed-Income Fund) (เลขที่ ornor6
spread in Thailand and The government has enacted the Emergency Decree on Public Administration in Emergency Situation (Emergency Decree) and orders to close the places where there is a high risk of
investment is usually exposed to relatively high risk from price volatility https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9126 < > > < > > Previous First 5 6 7 8 ... Last Next
market product having high risk or complex characteristics shall comply with the regulations under Chapter 6; (7) receiving trading orders of capital market products outside the offices of intermediaries