, and the costs outweigh the benefits derived from compliance with such criteria or conditions; (2) the applicant or the approved person, as the case may be, is subject to limitations under other laws
conditions to be waived and there is a clear fact to consider that such conditions to be waived are not material to that offer for sale of securities, (2) the approved company is subject to limitations under
manners: (1) the offer may be made without limitations on amount and issue of the offering within one year from the approval date under these characteristics; (a) Being offer short term structured notes (b
alignment of the framework with the Sustainability-Linked Bond Principles (SLBP).1 Scope of work and limitations Sustainalytics’ Second-Party Opinion2 reflects Sustainalytics’ independent3 opinion on the
impact goals and targets and against suitable baselines, counterfactuals and thresholds 3.2.3 disclosing any assumptions, limitations, gaps, risks and trade-offs made between different sustainable
understanding of the Company's nature of business, including the key factors that have an impact on business opportunities or constraints – for example, acquisition of business license, concession and investment
, the financial assets are invested, subject to certain constraints, in order to achieve an optimal asset allocation that takes both human and financial capital into account. Page 5 of 27©2013 Morningstar
Essays on Open-Ended on Equity Mutual Funds in Thailand Roongkiat Ratanabanchuen and Kanis Saengchote* Chulalongkorn Business School ABSTRACT Mutual funds provide a convenient and well-diversified option for households make intertemporal fund transfers for their future needs. In this collection of three short essays, we investigate open-ended equity mutual funds in Thailand that invest in domestic equity during 2005 to 2016. While these funds collectively account for only 13.4% of assets under m...
1 SEC Classification : ใชภ้ายใน (Internal) Corporate culture and board gender diversity: Evidence from textual analysis Abstract Exploiting a distinctive measure of corporate culture based on advanced machine learning, we investigate the effect of board gender diversity on corporate culture. Our results demonstrate that greater board gender diversity considerably strengthens positive corporate culture. The findings support the notion that board gender diversity enhances board oversight and helps...
Securities and Exchange Commission 10,13-16 The GPF Witthayu Building 93/1 Wireless Road, Lumpini, Pathumwan, Bangkok 10330. Tel: 0-2695-9999, 0-2263-6499 Fax: 0-2256-7711 www.sec.or.th. Securities and Exchange Commission Independent Audit Inspection Activities Report Independent Audit Inspection Activities Report for the 1st Cycle 1 October 2010 - 31 December 2012 Introduction Quality Assurance Review Panel (“QARP”) First step with confidence Activities for audit quality enhancement Summary of...