distribution or use would be contrary to law or regulation. Persons who might come into possession of this Framework must inform themselves about and comply with any applicable legal or regulatory restrictions
renowned international audit firms are invited to share their views and experience concerning current regulatory and oversight issues, challenges and impediments as well as directions of international
acquisition and disposal of assets yearly 2004 (“the Law and Regulation”), which the highest value of the Transaction is 12.02% calculating from the Regulation of Total Value Repayment. The details of the
following three areas: The conduct of other businesses must be approved by the SEC Board. Issuance of rules and regulations for the oversight of activities within SET, for instance, rules on the listing and
following three areas: The conduct of other businesses must be approved by the SEC Board. Issuance of rules and regulations for the oversight of activities within SET, for instance, rules on the listing and
) by improving the internal control system to be sufficient and efficient, with P&L Internal Audit Company Limited. as the auditor within the group, That the company is in the process of reviewing and
Securities Companies Net Capital Rule (NCR) Outsourcing Activities Note: * General functions include; for example; risk management, inspection and internal control, compliance, etc. **Central
virtue of Section 90 of the Securities and Exchange Act B.E. 2535 in conjunction with Clause 1 of the Ministerial Regulation No.4 (B.E. 2535) promulgated under the Securities and Exchange Act B.E. 2535
through the capital market by making the private placement offering (PP-SME). SEC has also revised several regulations such as securities crowdfunding regulation and private placement regulation
2013-2015 37 kEY ACHiEvEMENTS 46 THE 20TH ANNivERSARY HiGHliGHTS 48 TwO dECAdES OF THE THAi CApiTAl MARkET dEvElOpMENT AppENdiCES 54 STATiSTiCAl HiGHliGHTS 79 REpORT OF THE SEC BOARd ON iNTERNAl CONTROl