juristic person with dishonest intent, obtaining unlawful gains which damages the juristic person, or altering, shortening or falsifying documents. In addition, SEC has prescribed a procedure for
procedure of business operation including strategic, manufacturing and marketing plans, which is certainly not simply making donation. Last but definitely not least, ?anti-corruption in practice? must be
Based on a third-party report and the SEC’s further investigation, it has been found that in 2017 Mr. Chiyachantana (Chairman and Chief Executive Officer of WORLD at the time of the offense
Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the
case, filing a criminal complaint is merely the commencement of the criminal procedure. The process of determining whether a person has committed a legal offense involves the investigative powers of
;(Provident Fund Online Procedure :POP) พร้อมด้วยคู่มือการยื่นจดทะเบียนแก้ไขข้อบังคับ สำนักงานจึงเห็นควรให้ยกเลิกประกาศสำนักงานคณะกรรมการกำกับหลักทรัพย์และ
: Administrative Procedure under the Derivatives Act B.E. 2546 and the Trust for Transactions in the Capital Market B.E. 2550 (As Amended) By virtue of the Section 9(1), Section 121, Section 122 and Section 124 of
) insurance business; (5) government financial institution established under specific law; “deliberation procedure in court” means a proceeding in court, whether conducted by either party with the court, or by
Solicitation or advice on securities or derivatives investment based on the value of the underlying asset such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of
SEC is empowered to take any of the following actions, as the case maybe: (1) Administrative Actions, (2) Criminal Actions, and (3) Civil Sanctions A flowchart of Procedure for Investigation and