responsibly, avoiding taking advantage of or misleading customers, or causing misunderstanding about the products and services offered by the company. (3) Responsibilities to business partners by engaging in
Bangkok, July 10, 2015 ? The SEC and the Stock Exchange of Thailand (SET) agreed to provide the information concerning abnormal securities trading in one place. Accordingly, the SEC?s last Turnover
At present, money market funds are used by investors as a tool to manage liquidity and a place to park money for a short time, besides keeping it in banking accounts. As of February 2018, the size of
independent from the owner of assets to be invested by REITs. Moreover, REIT trustees must have in place preventive measures or sufficient check and balance mechanism, in cases of entering into transactions
supervisor or agent who collects and receives payments of debts of the special purpose juristic person or any place where data is collected or processed pursuant to an authorisation of such person or any place
procedures in place that are designed to ensure that individuals with demonstrably compromised integrity are not employed. 1.20 A CRA and its employees should not, either implicitly or explicitly, give any
Campana Group in place of Loxley & AIT Holding Company Limited, which waived its right to purchase the shares. Equipment for lease and services of the year 2017decreased 66.4 MB or 30.8 percent, due to the
Campana Group in place of Loxley & AIT Holding Company Limited, which waived its right to purchase the shares. Equipment for lease and services of the year 2017decreased 66.4 MB or 30.8 percent, due to the
. Clear procedures to report mistakes or frauds to the superiors and high level executives. 4. Approach to solve problems immediately regarding keeping the client’s assets. 5. Person responsible for taking
. Approach to solve problems immediately regarding keeping the client’s assets. 5. Person responsible for taking client complains about the custodian practices. Chapter 2 Internal Control System to Prevent the