the Notification No. Tor Thor. 60/2561, the intermediary shall submit an application for approval to the SEC Office together with the evidentiary documentation specified in the Licensing Manual for the
such application. These controls are implemented to ensure that transactions and data from both manual and automated processing are valid and completely and accurately recorded (ITGI, 2007). 6 Types of
standardized audit manual, audit policies and procedures on all audit and assurance assignments? And does the firm use specific audit manual for special industries of clients? If yes, Is the audit manual: (a
and Regulations ( 27 ) Manual Select ( 18 ) About SEC ( 16 ) Strategic Plan ( 10 ) investor ( 7 ) Intermediaries ( 4 ) Enforcement ( 3 ) Market Data ( 3 ) Budget ( 2 ) Investors ( 2 ) Market
SEC Search Search From : Home > Search > Search Results search: Sitemap Act and Royal Enactment ( 14 ) Budget ( 5 ) investor ( 1 ) Manual Select ( 1 ) Strategic Plan ( 1 ) More >> Documents Any
SEC Search Search From : Home > Search > Search Results search: Sitemap Act and Royal Enactment ( 14 ) Budget ( 5 ) investor ( 1 ) Manual Select ( 1 ) Strategic Plan ( 1 ) More >> Documents Any
SEC Search Search From : Home > Search > Search Results search: Sitemap Act and Royal Enactment ( 14 ) Budget ( 5 ) investor ( 1 ) Manual Select ( 1 ) Strategic Plan ( 1 ) More >> Documents Any
Ritthongpitak at 0-2695-9693. Forwarded for your information and compliance. Yours sincerely, -Signature- (Mr. Rapee Sucharitakul) Secretary-General Enclosures: 1. Daily Status Report Form 2. Manual for
Ritthongpitak at 0-2695-9693. Forwarded for your information and compliance. Yours sincerely, -Signature- (Mr. Rapee Sucharitakul) Secretary-General Enclosures: 1. Daily Status Report Form 2. Manual for
Ritthongpitak at 0-2695-9693. Forwarded for your information and compliance. Yours sincerely, -Signature- (Mr. Rapee Sucharitakul) Secretary-General Enclosures: 1. Daily Status Report Form 2. Manual for