Sort by: Relevance Date (Newest) Date (Oldest) SEC revises the digital asset business licensing manual for more convenience of business operators The revised licensing manual gives more convenience to
SEC Search Search From : Home > Search > Search Results search: Sitemap Any Sitemap Law and Regulations ( 2 ) Manual Select ( 2 ) Documents aspx ( 2 ) http://172.19.1.196:8983/solr/secweb/select?q
SEC Search Search From : Home > Search > Search Results search: Sitemap Law and Regulations ( 2 ) Manual Select ( 2 ) Documents Any Documents aspx ( 2 ) http://172.19.1.196:8983/solr/secweb/select?q
manual for more convenience of business operators The revised licensing manual gives more convenience to business operators wishing to apply for a digital asset business license by adding the checklist of
to facilitate organization of seminar, preparation of investment manual for dissemination to investors and general public, function as a center for conducting suitability test for investors and provide
-to manual helping them ask necessary questions about investment products and making investment decision with more confidence. Moreover, they can try ?Financial Goal Calculator? to test whether their
position. Handbook or operating guideline for staff must be prepared and up-to-date. 3. The personnel must perform their duties in accordance with the law and relevant rules and regulations including code of
fund managers. 2. Job description must be prescribed in details and demonstrate the duties of each position. Handbook or operating guideline for staff must be prepared and up-to- date. 3. The personnel