{X1} Company's plan to pay interim dividend at 0.94 baht per share, higher than the dividend paid during the past five years. In the scheme, {C} assisted {B} in making purchase orders and payment. The
clients? pay-in slips for settlement of trading transactions which were faxed to Napasanan. Napasanan?s misconduct is considered dishonest and unethical in violation of Clause 11(1) of the SEC Office
baht and 26,975,253.55 baht respectively. As the case remains unsettled due to their failure to pay their fines, the SEC therefore filed the complaint with the DSI for further legal proceedings
and 26,975,253.55 baht respectively. As the case remains unsettled due to their failure to pay their fines, the SEC therefore filed the complaint with the DSI for further legal proceedings
Earlier, the Civil Sanction Committee resolved to impose civil sanctions on Mr. Thanawat, who was IFEC director and executive at the time of the offence. He was ordered to pay a civil fine and
Method : Pay the first instalment amounted to Baht 1,300,000,000 on November 1, 2019 Pay the second instalment amounted to Baht 1,000,000,000 on November 1, 2020 Pay the third instalment amounted to
transaction amount via electronic payment (“E-Payment) channel which the Company has collaborated with WeChat Pay in 2017. Commencing in early of 2018, the Company expand E-Payment channel by receiving
its personnel and its clients and between a client and another client ; (8) clients’ interests An intermediary shall pay regard to the interests of its clients and treat them fairly; (9) know your
personnel and its clients and between a client and another client; (8) clients’ interests An intermediary shall pay regard to the interests of its clients and treat them fairly; (9) know your clients An
a client and another client; (8) clients’ interests An intermediary shall pay regard to the interests of its clients and treat them fairly; (9) know your clients An intermediary shall compile [i