age of twenty; (3) Having passed the fundamental knowledge examination for professionals administered by a training institute or having completed the courses that are approved by the Office; (4) Being
within the scope of the regulator’s statutory authority, while considering all relevant factors. 3 Statement of Intent (2017) 4. Strategic priorities To achieve the legislative intent, the SEC’s vision
Money Work Through Mutual Fundsé education program aimed to promote mutual fund understanding through the media and various activities ● Provided and disseminated mutual fund information via SECûs website
considering the balance of three dimensions – economy, society and environment – under good corporate governance, appropriate risk management and effective cost management. Along with this, we have prioritized
document and evidence, including considering of investment objective of the customer, knowledge, understanding and experience in derivatives trading, financial condition, and debt repayment capability of
principles and have reliable document and evidence, including considering of investment objective of the customer, knowledge, understanding and experience in derivatives trading, financial condition, and debt
principles and have reliable document and evidence, including considering of investment objective of the customer, knowledge, understanding and experience in derivatives trading, financial condition, and debt
trading business of edible oil as it use CPOA. Mrs. Chatchaya Tritrakulchai has knowledge, understanding, experienced and expertise in trading crude oil. As there is a continuously on the trading of crude
effective communication and understanding with all stakeholders. Rulemaking, however, will not be the only tool; other approaches are also incorporated to allow the investing public to access and benefit from
knowledge and understanding of the general law governing professional practices. Directors, managers and persons with power of management who are responsible for the work unit relating to the functioning as