การตัดสินใจลงทุน นอกจากนี้ ในการจัดให้มี IBA (Introducing Broker Agent) ให้ดำเนินการได้เฉพาะการให้บริการเกี่ยวกับโทเคนดิจิทัลเท่านั้น เพื่อมิให้เป็นการสนับสนุนการเก็งกำไรในคริปโทเคอร์เรนซีซึ่งเป็น
transaction confirmation evidence that must be issued by the responsible asset management company or the selling agent bank only. In case of doubts, immediate contact with the compliance unit is recommended
SEC has issued the rules permitting the derivatives business operators or derivatives agent to carry out capital market product trading service in accordance with the Portfolio Advisory and Program
increase flexibility and effectiveness in business operations by delegating other persons, who are prepared to operate the business under the principle of principal-agent relationship. SEC has held three
principal, whose name has not been revealed, or an agent without disclosing the name of any person above in any action related to the derivatives trading account of such person. Furthermore, they must not
Bangkok, May 18, 2011 ? SEC Secretary-General Thirachai Phuvanatnaranubala said after monthly SEC Board?s Meeting No.5/2011 that the SEC Board at its meeting No. 5/2011 has approved, in principle
selecting custody agent to ensure that such custody agent has operational systems relating to asset custody, as specified by the https://publish.sec.or.th/nrs/1927se.pdf act-sea1999-no2.pdf capital of at
changing environment. With respect to expansion of investor base, the SEC agreed with ASCO in that ?introducing agent? service will be provided. The service provider will not be limited to financial
derivatives agent; (3) person licensed to provide services as securities registrar, excluding persons licensed to provide services as securities registrar under the Notification of the Securities and Exchange