execution against related company, (2) high-interest rate loan agreement with related company, (3) other transactions with related company, (4) THL asset management, and (5) THL internal control. The said
securities as well as rules on securities borrowing and lending, investment analysis and giving advice, submissions of clients? transaction confirmations, service in high risk or complex financial products and
standards, the ASEAN Debt Securities Disclosure Standards, for public offering. In case of the offerings to institutional or high net worth investors, only a minimum free-form disclosure is required. However
. High net worth investors ? individuals with assets worth at least 40 million baht or companies with assets worth at least 200 million baht ? are allowed to invest in high-risk, high-return instruments
minimum 100,000 baht investment for 12 months to earn a high return of 15 percent per annum and promised to repay the principal and generate the guaranteed returns gradually every 30 days until the
of minimum 100,000 baht investment for 12 months to earn a high return of 15 percent per annum and promised to repay the principal and generate the guaranteed returns gradually every 30 days until the
jointly owned property. This could hinder the fund?s investment stipulated in the fund scheme and, as a result, cause the unitholders to lose opportunities and returns from their investment. 2. Advance
investor”, “ultra-high net worth investor” and “high net worth investor” shall have the same definitions as specified in the Notification of the Securities and Exchange Commission concerning Determination of
underlying shares must have high liquidity. In addition to the existing call DW, issuance and offering of put DW will also be allowed; 4. Private placement: Since DW is more complicated than other
liquidity for accommodating investment unit redemption. In this regard, such funds will be allowed to invest only in high quality, high liquidity securities and the maturity of all securities in the portfolio