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executive of KC, was believed to have involved in the fraudulent acts and the receipt of a certain amount of B/E sale money. It was also found that during 2016, (3) Teerasit and (4) Kitisan, KC executive

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6914

SEC in cooperation with SET and the Thai Listed Companies Association organize a seminar to prepare listed companies to apply CG Code principles

accordance with the new CG Code. Participants from more than 250 listed companies were in attendance. SEC Senior Assistant Secretary-General Waratchya Srimachand said that this seminar is intended to help

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8282

UNDP and SEC are launching SDG Guidebook for Listed Companies and SDG Impact Standards to support Thai Businesses integrate the SDGs into their business strategies and operations.

resource that enhances Thai listed companies' knowledge and understanding of the SDGs, enabling them to incorporate the principles into business operations effectively, facilitating their information

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10207

SEC launches new CG Code, a milestone toward capital market sustainability

expectations in terms of social responsibility and environment.In view of this, the board of directors, as the governance body, should ensure that the company has in place a mechanism to govern decision-making

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7079

MD&A Q.3'17EN

, excluding “Cost of real estate sales” that is presented in a percentage to revenue from sales of real estate. Total Revenue In the three-month period of the third quarter of 2017, the company generated the

https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201711/17090214.pdf

MD&A Q.4'17EN

percentages to total revenues, excluding “Cost of real estate sales” that is presented in a percentage to revenue from sales of real estate. Total Revenue For the year ended 2017, the total revenue was 1,327.13

https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201802/18018924.pdf

SEC revokes approval of an investment consultant for performing duties dishonestly and acting in the manner that implies dishonesty

in the manner that implies dishonesty, affecting the reliability of capital market business personnel in a significant manner, both of which are considered prohibited characteristics of the capital

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10550

Company Profile - S P V I PUBLIC COMPANY LIMITED

criteria Search Company Reset S P V I PUBLIC COMPANY LIMITED Sustainability Development Ranking CG Score 1/ CG Score AGM Level 2/ AGM Score Thai-CAC 3/ Thai CAC 3/ n/a SET ESG Ratings 4/ SET ESG Ratings n

https://market.sec.or.th/public/idisc/en/companyprofile/listed/SPVI

SEC penalizes an investment consultant for accepting an investor’s assignment to make trading decisions and fabricating that certain trading orders are sent by the investor

transactions sent by the company. In addition, she had other persons confirm certain non-Internet based derivatives trading orders to make it appear that the client had sent the orders himself. {A}’s

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8167

SEC is to revise regulations on capital requirements for asset management companies that manage property funds or infrastructure funds, trust managers and trustees

SEC is proposing to amend the regulations on the capital requirements for asset management companies that manage property funds or infrastructure funds, trust managers and trustees of REITs or

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8334