companies to ensure that investors will be properly assisted and sufficiently informed before making investment decisions. For further enquiries, please call the SEC Hotline at 0-2695-9696 or 0-2695-9999
to improve their supervision and surveillance capabilities. This training will ensure the Thai market remains even with international counterparts; with a primary goal of preventing negative impact on
investment to deal with legitimate business operators only to ensure proper legal protection. To protect yourself, please check list of licensees at the SEC?s website (www.sec.or.th) while list of companies
. Selling agent must comply with specified criteria, for example, selling agent must examine investor?s characteristics before offering for sale of the product to ensure that the offer has been made to
? demands. This is to ensure that debt securities will continue to be a key product of choice for fund mobilization, while investors are better protected. Assistant Secretary?General Charuphan Intararoong
Exchange Act in order to ensure that the enforcement of the law and the enhancement of the protection of investors in the capital market will be more effective and consistent with the suggestions received
the cooperation to disseminate knowledge on finance, investment and savings and to train personnel to ensure they have financial knowledge and understanding so that they can transfer it to students
risk tolerance; (3) To enhance PVD efficiency by improving member protection mechanism to ensure fair treatment whereby the qualifications, roles and responsibilities of the Fund Committee must
).Moreover, SEC is considering allowing asset management companies to organize meetings via electronic platforms, provided that there is a proper control system to ensure IT security for online meetings