startups to raise funds from investors through public offering and allow their shares to be traded in a secondary market. SMEs intending to raise fund through public offering and to have their shares
appropriateness; (2) Adjusting the haircut rates for certain types of securities concerning position risk*** and specifying appropriate haircut rates for position risk of stocks traded on LiVE Exchange and
, an index fund, and exchange traded fund (ETF) : (2.1) The number of investment units redeemed exceeds two-thirds of the outstanding units in one trading day; (2.2) The total number of investment
, an index fund, and exchange traded fund (ETF) : (2.1) The number of investment units redeemed exceeds two-thirds of the outstanding units in one trading day; (2.2) The total number of investment
least two persons of which shall be persons in a business related to the derivatives traded or to be traded on the derivatives exchange or involved in the trading of the underlying asset of such
(exchange traded fund)” หมายความว่า กองทุนรวมเปิดที่โดยทั่วไปบริษัทจัดการกองทุนรวมจะขายและรับซื้อคืนหน่วยลงทุนกับผู้ลงทุนรายใหญ่ และจัดให้มีตลาดรอง (organized market) สำหรับการซื้อขายหน่วยลงทุนของผู้ลงทุนใด ๆ
reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 3/2558 Re: Provisions relating to Offer for Sale of Shares Issued by Foreign Company Whose Shares Are Not Traded on Foreign
: “foreign ETF” means collective investment scheme in the category of exchange- traded fund established under law of foreign jurisdiction; “home exchange” means exchange in foreign jurisdiction where units of
หมวดอุตสาหกรรม (Sector Fund) กองทุนรวมหุ้นระยะยาว (Long Term Equity Fund : LTF) กองทุนรวมอีทีเอฟ (Exchange Traded Fund : ETF) การลงทุนในต่างประเทศ : -- ไม่ระบุ -- กองทุนที่ลงทุนแบบมีความเสี่ยงทั้งในและ
plan to be listed on foreign securities exchange; (6) investment units of foreign off-exchange traded mutual funds that have investment policy in securities in (1) (2) (3) (4) (5) or (7) or; (7) any