service and digital asset fund manager to the scope of digital asset business under supervision of the Digital Asset Business Law, to ensure the SEC’s appropriate supervision of digital asset businesses

, default of debt repayment at an amount exceeding 5 percent of the total assets, and changes to the major shareholders’ structure. To ensure that the proposed rules would not impose an excessive burden to

fund operators file with SEC, instead of using BOT’s portfolio and derivative  investment aboard (PIA) form.To ensure complete information in the report which will replace the PIA, SEC has proposed

regarding digital assets from the public through war room operation. This is an integration to streamline all work processes to ensure timely legal execution and prevention of damages to people particularly

instruments). The restricted derivatives investor contacts will also have to upgrade their status to Category B investor contacts within 31 December 2011 to be able to further perform their duty. To ensure that

Assets under the Securities and Exchange Act (No. 4) B.E. 2551 (2008)? will run for 10 sessions from January 16 to February 11, 2009 at the SET with an aim to ensure understanding and compliance of listed

is prohibited by other laws;2.Approval criteria for a trustee, who will be entrusted to manage the trust?s assets, to ensure that they are capable and qualified to carry out the responsibilities

to harmonize all regulations on foreign companies? share offerings and ensure that Thai investors have protection comparable to that under Thai law. In this regard, the foreign companies are required

investment. It must provide an appropriate warning to ensure investors are alerted to potential risks. The marketing campaigns must not induce or accelerate investment decision making with a lack of

consultant. Institutional investors should ensure that the third parties perform the assigned functions in accordance with the investment governance policy.2. The I Code comprises seven principles as follows