information: (1) personal information of the client or beneficial owner and information of their representative (if any); (2) information pertaining to ability to repayment and the source of income used for
Management Companies against the Incorrect Selling Price or Redemption Price of Investment Units of Open-End Funds 14/08/2001 16/08/2001 Contact The Securities and Exchange Commission, Thailand 333/3
. Notification of the Securities and Exchange Commission KorKhor 2/2548 Rules, Conditions and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing
Commission 03/08/2009 01/09/2009 4. Notification of the Office of the Securities and Exchange Commission Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing
such orders, paid the subscription money and accepted redemption money without making any objection. The total accumulated trading value was more than 800 million baht. The misconduct above led to the
significantly alter the returns and risks of the fund, for example, the calculation and announcement of asset value, unit value, subscription and redemption prices. The consultation paper can be
) Maturity term is no less than two years for a non-redeemable fund; unitholders cannot redeem units before maturity while auto redemption and additional subscription is allowed; (4) Investible high yield
maturity period prescribed in the disclosure document. Automatic redemption would require pre-specified terms and conditions, and investment would be limited to institutional and ultra-high-net-worth