particular person to reduce inappropriate PP offering. The SEC is proposing to amend the PP offering regulations to further enhance efficiency of such offering and maintain sufficient investor protection
consecutive days. In addition, digital asset business operators are required to maintain net capital in accordance with the specified conditions to handle potential risks and liabilities from duty performance
on review of rules and regulations to maintain only necessary ones and ensure effective enforcement, can help SEC build a body of standard regulations in line with the changing environment without
wishes to maintain the approval status, such person must take a refresher course and pay the renewal fee every two-calendar year period at the amount of 1,000 baht in case of investment consultant
derived from the redemption of fund units on the condition that the investors maintain the investments for at least eight years from the purchase date._____________________
Digital Asset Businesses B.E. 2561, which aims to ensure investor protection and maintain fair and transparent trading activities, investors in Thailand can invest in digital assets through licensed digital
. Collaboration. Tesco Sustainability-Linked Bond Framework4 Climate Change. In our Little Helps Plan, we highlight climate change as the biggest environmental challenge the world faces, affecting our own
of audit firms has been an ongoing challenge, as a result of high turnover rates, coupling with low interests in this profession. With this concern in mind, the SEC and the Association of Chartered
to the SEC on the audit inspection results both at the firm level and the engagement level. In 2016, the QARP comprised six non-practitioner members and three practitioner members. To maintain the
as practitioner members. To maintain the independence of the QARP and their opinions, the SEC requires that the number of the attending non-practitioner members in each session be greater than the