benefits from the securities in possession. In any case, securities companies would need to establish efficient control and risk management system.SEC is therefore conducting a public hearing on the

measure to control the spread of COVID-19. The seminars will be broadcast live every Friday throughout the month of May, from 16.00 to 17.00 hours. The episodes in chronological order are as follows:  1

นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) กล่าวเปิดงานสัมมนา Cybersecurity Awareness ในหัวข้อ “How to build an effective cyber program (control

)  Digital asset created with the objective of specifying the right for the holder to control the concealment of information on the transferor, the transferee or the transfer volume. 

audit firms, with their tremendous effort, have improved their audit quality assurance system in line with quality control standards and thus uplift quality of audit work and financial reports throughout

revisions, the business operators will be required to have in place a sound internal control system, by taking into account the utmost interest of customers, for preventing the use of inside information and

violations. In following this manual, if any wrongdoings are found, the business operators are encouraged to report the cases to the SEC and verify that sufficient risk management and control systems have

report of K.C. Property Public Company Limited (KC) to 8 March 2017. Earlier, the SEC ordered KC to have a special audit on the internal control system concerning the issuance of bills of exchanges, the

Effective Risk Management and Internal Control  Principle 7 Ensure Disclosure and Financial Integrity​​ ​Principle 8 Ensure Engagement and Communication with Shareholders ​ ​​​Part 2 Guidelines and

Effective Risk Management and Internal Control  Principle 7 Ensure Disclosure and Financial Integrity​​ ​Principle 8 Ensure Engagement and Communication with Shareholders ​ ​​​Part 2 Guidelines and