statement. The liability for certification of the accuracy and completeness of information contained in the registration statement is vested in the securities offeror. If the registration statement contains
Agreements in accordance with TFRIC 4 “Determining whether an arrangement contains a lease” and found that the agreement is finance lease. The Group then derecognized building and equipment and recognized to
effective date of this Notification contains any details which are inconsistent with or contrary to the provisions of this Notification, the management company shall apply for the Office’s approval for
pool of assets which was registered as a mutual fund with the Office prior to the effective date of this Notification contains any details which are inconsistent with or contrary to the provisions of
pool of assets which was registered as a mutual fund with the Office prior to the effective date of this Notification contains any details which are inconsistent with or contrary to the provisions of
adequacy of the client’s existing records obtained under the KYC/CDD process; (c) it is, or should become, known by the securities company that the database in Clause 14(1) or (2) contains the client’s name
(2) contains the client’s name, or that the client’s nationality, residential address, source of fund, country of origin, contact address, or business address belongs to a country or jurisdiction whose
(1) or (2) contains the client’s name, or that the client’s nationality, residential address, source of fund, country of origin, contact address, or business address belongs to a country or
Commission No. KorThor/Nor/Khor. 14/2551 Re: Approval for Undertaking of Derivatives Business By virtue of Section 9 and the third paragraph of Section 16 of the Derivatives Act B.E. 2546 (2003) which contains
Commission No. KorThor/Nor/Khor. 14/2551 Re: Approval for Undertaking of Derivatives Business By virtue of Section 9 and the third paragraph of Section 16 of the Derivatives Act B.E. 2546 (2003) which contains