Operators . By virtue of Clause 6 and Clause 30 of the Notification of the Capital Market Supervisory Board No. Tor Thor. 63/2552 Re. Rules, Conditions and Procedures for Securities Brokerage and Securities
of 53,402,175 shares, at a par value of Baht 0.25 per share and consider and approve the amendment of Clause 4 of the Memorandum of Association of the Company for the purpose of the correspondence with
the shareholders’ meeting for their approval. 4. Approve the amendment of the Memorandum of Association Clause 3, regarding the objectives of the Company, by adding 1 new Clause as Clause 36. In order
The provisions proposed to be added are as follows: (1) Provision that will require the association to operate its affairs in accordance with the rules prescribed by SEC Board. If
Intermediaries By virtue of Clause 5(1) in conjunction with Clause 12(3) of the Notification of Capital Market Supervisory Board No. TorThor. 35/2556 (2013) Re: Standard Conduct of Business Operation, Management
Intermediaries By virtue of Clause 5(1) in conjunction with Clause 12(3) of the Notification of Capital Market Supervisory Board No. TorThor. 35/2556 (2013) Re: Standard Conduct of Business Operation, Management
approved by the SEC Office, therefore in support of such purpose, the SEC Office hereby issues the regulations on approval of auditors as follows: Clause 1 This Notification shall come into force as from 1
Re: Operations Relating to Lending of Money for Purchasing Securities and Lending of Securities to Non-Institutional Clients for Making Short Sale By virtue of Clause 5 of the Notification of the
. Fit and Proper / Prohibited Characteristics of professional (21) Criteria and related requirement Related regulations : Clause 28,29,30,31 of Notification No. TorLorThor. 8/2557 Clause 28 : Personnel in
shall not hold office for more than two consecutive terms.” SECTION 13. The provision of sub-clause (5) in Section 22 of the Securities and Exchange Act B.E. 2535 shall be amended and replaced by the