grant of approval for the establishment and management of the mutual fund under paragraph one hereof, the Office, upon the approval from the SEC, shall have the authority to set out rules, conditions and

authority to set out rules, conditions and procedures for approval corresponding to each type of investment units and group of investors. Clause 4. Upon the expiry date of the offering period of investment

grant of approval for the establishment and management of the mutual fund under paragraph one hereof, the Office, upon the approval from the SEC, shall have the authority to set out rules, conditions and

as follows; (1) Fast Track: auditors who a) are under supervision by an audit oversight authority that has same auditor oversight  standard as that of the SEC, and b) have experience in auditing and

as follows; (1) Fast Track: auditors who a) are under supervision by an audit oversight authority that has same auditor oversight  standard as that of the SEC, and b) have experience in auditing and

of transparency and clarity in investment decision procedures of the AIMC members. In addition, the guidelines will serve as an enabler for the members? contribution in reinforcing corporate governance

SEC เช่น Robinhood และ Coinbase จากการแจ้งเตือนแพลตฟอร์มฯ ของ US SEC ทำให้ภาคเอกชนมีข้อสงสัยถึงความชัดเจนในตัวบทกฎหมาย (regulatory clarity) ของสหรัฐฯ ว่า ผลิตภัณฑ์ใดมีลักษณะเป็นหลักทรัพย์ (securities

: ✓ is licensed or otherwise authorised to conduct the relevant financial advisory services in a participating ASEAN country, and is subject to supervision by the regulatory authority in that country

Regulators Group (AARG) ครั้งที่ 6 วันที่ 26 สิงหาคม 2559 ณ ประเทศสิงคโปร์Accounting and Corporate Regulatory Authority (ACRA) เป็นเจ้าภาพในการจัดการประชุมครั้งนี้ โดยมีผู้เข้าร่วมประชุมกว่า 100 ราย ประกอบด้วย

have received from the SEC Office without disclosing them to any unauthorized persons. In any case, if the Username and the Password become known or used by any persons who do not have the authority or